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[Alabama Securities Commission] MONTGOMERY, ALABAMA (March 7, 2018) – Unicorns are not just the stuff of fairy tales; some financial unicorns exist today. But investing in unicorns is speculative, and generally is unavailable to retail investors. Retail investors looking to bet on a unicorn may be able to do so indirectly through a mutual fund, exchange-traded fund or business development company. But beware; investing in unicorns is risky. This investment may bite.
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INFORMED INVESTOR ADVISORY - Are Unicorns a Myth?